Laws

Securities Act of 1933

15 USC 77 (University of California Law School)

Securities Exchange Act of 1934

15 USC 77a et seq. (University of California Law School)

Securities Litigation Reform Act of 1995

15 USC 78a et seq. (Cornell Legal Information Institute)

Gas Related Activities Act of 1990

15 USC 79k (Cornell Legal Information Institute)

Investment Company Act of 1940

15 USC 80a-1 (Cornell Legal Information Institute)

Investment Advisers Act of 1940

15 USC 80b-1 (Cornell Legal Information Institute)

Laws that Govern the Securities Industry, Including the Public Utility Holding Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940 (Securities and Exchange Commission)

Sarbanes-Oxley Act of 2002 (aka Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002)

Regulations

SEC Final Rules (Securities and Exchange Commission)

SEC Litigation releases - cases now in the Federal courts (Securities and Exchange Commission)

SEC administrative proceedings (Securities and Exchange Commission)

SEC EDGAR database - search (Securities and Exchange Commission)

ALJ Decisions & Orders: Administrative Law Judges (Securities and Exchange Commission)

SEC Commission Opinions (Securities and Exchange Commission)

Non-EDGAR information -search (Securities and Exchange Commission)

Overview of Rules promulgated under the Securities Act of 1933 (University of Cincinnati College of Law)

Rules promulgated under the Securities Exchange Act of 1934 (University of Cincinnati College of Law)

Forms prescribed under the Securities Act of 1933 (University of Cincinnati College of Law)

Selected Forms Prescribed for Use under the Securities Exchange Act of 1934 (University of Cincinnati College of Law)

Regulation S-B, Integrated Disclosure System for Small Business Issuers (University of Cincinnati College of Law)

Regulation S-K, Integrated Disclosure System (University of Cincinnati College of Law)

Regulation S-T, General Rules and Regulations for Electronic Filings (University of Cincinnati College of Law)

Regulation S-X, Accounting Rules (University of Cincinnati College of Law)

SECLAW Search Engine - search articles in all of the Information Centers at the Securities Law Home Page by keyword for the terms specified and summarize the documents

Other

State Securities Regulators (North American Securities Administrators Association)

U.S. Securities and Exchange Commission

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